Herman Raspe Corporate Attorney Patterson Belknap

Herman H. Raspé, Partner

Publications

March 17, 2021 The Holding Foreign Companies Accountable Act and its Potential Repercussions

December 3, 2020 SEC Allows Electronic Signatures

June 11, 2020 The U.S. Senate passes the Holding Foreign Companies Accountable Act

February 26, 2018 SEC Refreshes Cyber Guidance: Key Takeaways

October 25, 2016 A New Tool for Anti-Bribery Compliance Program: ISO 37001

November 12, 2015 SEC Adopts Final Crowdfunding Rules under the JOBS Act

May 2015 NYSE Proposes Rule Changes Requiring Foreign Private Issuers to Submit Semi-Annual Financial Information to SEC

July 2013 SEC Adopts JOBS Act Private Placement Provisions: Lifts Ban on General Solicitation and Advertising in Private Placements

April 2013 SEC Outlines Position on FD Disclosure Using Social Media

November 2012 Hurricane Sandy - Paths to Relief

September 2012 SEC Adopts Rule For Disclosing Use of Conflict Minerals

September 2012 SEC Adopts Rules Requiring Payment Disclosures by Resource Extraction Issuers

February 2012 New U.S. Tax Basis Reporting Rules Imposed on Certain Securities Issuers

January 2012 SEC Staff Limits Non-Public Submission Policy

September 2008 SEC Addresses Use of Company Websites

September 2008 SEC Liberalizes Exemption from Registration for Non–U.S. Companies under Rule 12g3-2(b)

July 2008 SEC Proposes Amendments Affecting Ratings by Credit Rating Agencies

February 2008 SEC Adopts Rule 144 and Rule 145 Amendments

February 2008 SEC Proposes Amendments to Rules Affecting Non-U.S. Issuers