NYSE Proposes Rule Changes Requiring Foreign Private Issuers to Submit Semi-Annual Financial Information to SEC

May 2015

The New York Stock Exchange (NYSE) recently proposed amendments to the NYSE Listed Company Manual (Manual) to adopt a requirement that NYSE-listed foreign private issuers (FPIs) submit semi-annual unaudited financial information to the Securities and Exchange Commission (SEC) on Form 6-K. This rule proposal is based on Nasdaq’s Marketplace Rule 5250(c)(2) and is part of the NYSE’s ongoing efforts to protect investors and the public interest by ensuring that NYSE-listed companies provide timely financial information necessary for investors to make informed investment decisions.

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