Back to Events

On Tuesday, January 14, Partner Greg Baker will be speaking on a panel at the Practising Law Institute's 2025 Private Funds Regulatory Developments and Compliance Challenges program titled "Exam Priorities and Compliance Challenges Facing Advisers to SEC-Regulated Private Funds." Mr. Baker will be joined by Ken C. Joseph (Managing Director, Kroll), Malvika Gupta (Managing Director, Antares Capital LP), Maurya Keating (Associate Regional Director, U.S. Securities and Exchange Commission), and Jeff Ziesman (Partner, Norton Rose Fulbright) to discuss the latest national and regional-level enforcement initiatives within the SEC's Division of Examinations and review best practices for legal and compliance officers when managing SEC examinations.

To learn more, please click here.