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24 results for: Person: Herman H. Raspé

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March 9, 2026

SEC Grants Targeted Exemption from Section 16(a) to Directors and Officers of Certain Foreign Private Issuers

Cross-Border Capital Markets Alert
February 5, 2026

SEC Staff Relaxes 20 Business Day "Broker Search" Requirement for Proxy Solicitations

Cross-Border Capital Markets Alert
January 8, 2026

Directors and Officers of Foreign Private Issuers Now Subject to Section 16(a) Reporting Requirements

Cross-Border Capital Markets Alert
October 2, 2025

Nasdaq Proposes Changes to Initial and Continued Listing Standards

Cross-Border Capital Markets Alert
June 13, 2025

The SEC Solicits Feedback to Potentially Amend the Definition of Foreign Private Issuer

Cross-Border Capital Markets Alert
March 17, 2021

The Holding Foreign Companies Accountable Act and its Potential Repercussions

December 3, 2020

SEC Allows Electronic Signatures

June 11, 2020

The U.S. Senate passes the Holding Foreign Companies Accountable Act

February 26, 2018

SEC Refreshes Cyber Guidance: Key Takeaways

October 25, 2016

A New Tool for Anti-Bribery Compliance Program: ISO 37001

November 12, 2015

SEC Adopts Final Crowdfunding Rules under the JOBS Act

May 2015

NYSE Proposes Rule Changes Requiring Foreign Private Issuers to Submit Semi-Annual Financial Information to SEC

July 2013

SEC Adopts JOBS Act Private Placement Provisions: Lifts Ban on General Solicitation and Advertising in Private Placements

April 2013

SEC Outlines Position on FD Disclosure Using Social Media

November 2012

Hurricane Sandy - Paths to Relief

September 2012

SEC Adopts Rule For Disclosing Use of Conflict Minerals

September 2012

SEC Adopts Rules Requiring Payment Disclosures by Resource Extraction Issuers

February 2012

New U.S. Tax Basis Reporting Rules Imposed on Certain Securities Issuers

January 2012

SEC Staff Limits Non-Public Submission Policy

September 2008

SEC Addresses Use of Company Websites

September 2008

SEC Liberalizes Exemption from Registration for Non–U.S. Companies under Rule 12g3-2(b)

July 2008

SEC Proposes Amendments Affecting Ratings by Credit Rating Agencies

February 2008

SEC Adopts Rule 144 and Rule 145 Amendments

February 2008

SEC Proposes Amendments to Rules Affecting Non-U.S. Issuers